Governance Control Plane

Session-scoped policy registry · safeguard framework · design principles

Sat 4 Jul, 10:39

Prototype Scope

This screen reflects the in-memory policy registry and active session overrides. It is not a durable production control plane.

ACTIVE POLICIES

No active overrides

CONSTRAINT TIERS

Immutable · Hard · Soft · Advisory

SESSION SCOPE

In Memory

Resets when the app reloads

SOFT OVERRIDES

No pending changes

4-Tier Constraint Hierarchy

No active overrides

IMMUTABLEHARDSOFTADVISORY— Evaluated: immutable/hard → force_protect, soft → block_automate, advisory → log_only

Safeguard	Tier	Trigger Condition	Regulatory Reference	Override Policy	Status
IMMUTABLE
Self-Harm Risk	IMMUTABLE	bereavement flag = true AND vulnerabilityScore > 0.9	Duty of Care	Never — absolute	Active
Bereavement Indicator	IMMUTABLE	bereavement flag = true	FCA Consumer Duty §3.2	Never — absolute	Active
HARD
Vulnerability Detected	HARD	vulnerabilityScore > 0.7	FCA PRIN 12	Never — regulatory	Active
Financial Hardship	HARD	hardship flag = true	CONC 7	Never — regulatory	Active
Regulatory Trigger	HARD	regulatoryTrigger flag = true	Applicable Regulation	Never — regulatory	Active
Low Agreement	HARD	assure.abstain = true	EU AI Act Art 14	Never — regulatory	Active
High Lens Spread	HARD	lensSpread > 0.6	EU AI Act Art 14	Never — regulatory	Active
Score Degeneracy	HARD	scoreDegeneracy = true	EU AI Act Art 14	Never — regulatory	Active
Customer Harm Risk	HARD	complaint flag = true AND vulnerabilityScore > 0.5	FCA Consumer Duty §3.1	Never — regulatory	Active
SOFT
Negative Sentiment	SOFT	sentimentScore < -0.5	CX Policy §4.1	Time-limited override	Active
Premium Customer	SOFT	clvScore > 0.8 AND segmentTier = premium	Retention Policy §2.3	Time-limited override	Active
ADVISORY
High Queue Volume	ADVISORY	queueVolume > 0.8	Operational Efficiency	Not enforced	Active
Off-Peak Hours	ADVISORY	timeOfDay < 8 OR timeOfDay > 20	Staffing Policy §5	Not enforced	Active

CADi Is

CADi Is Not

Policy-led

Model-led

Explainable

Opaque

Human-centred

Efficiency-first

Hard constraints enforced

Soft suggestions only

Audit-first

Trust-by-default

Adaptive to context

One-size-fits-all